- Original Paper
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Fundamental diagrams of pedestrian flow characteristics: A review
European Transport Research Review volume 9, Article number: 49 (2017)
Abstract
Introduction
The dimensionality of pedestrian infrastructure facilities have a great influence on pedestrian movements and a considerable impact on natural environment of the facility. Understanding the pedestrian movements are crucial to estimate the capacity of the system accurately, especially in the transportation terminals such as railway stations, bus terminals, airports and so forth, where large crowd gathers and transfers. To have a safe and comfortable movement in normal situation and also a quick evacuation in emergency situation, pedestrian movement patterns should be analysed and modelled properly.
Purpose
Once the behaviour of pedestrians is established in terms of speed and density with respect to the environment, even for the colossal systems, the pedestrian flow characteristics can be modelled by applying extremely efficient simulations. The main modelling element in the context of flow models is the fundamental relationship among speed, flow and density. The objective of this study is to review the fundamental diagrams of pedestrian flow characteristics developed for various flow types and geometric elements. This paper also discusses the design values of flow parameters and walking speeds of pedestrians at various facilities.
Methods
In order to achieve the goal of this paper, we presented a systematic review of fundamental diagrams of pedestrian flow characteristics developed by using various approaches such as field, experimental and simulation.
Conclusions
After a thorough review of literature, this paper identifies certain research gaps which provides an opportunity to enhance the understanding of fundamental diagrams of pedestrian flow characteristics.
1 Introduction
Understanding the pedestrian movement is complex when compared to vehicular movement as pedestrians have freedom to move in two dimensions. Also the graphical representation of pedestrian trajectories in both longitudinal and lateral direction is complicated. May [1] emphasized that “The two major differences between pedestrian and vehicular flow are the numerical values of flow characteristics and the use of lanes or width to define stream files. The lanes for the vehicular facilities may be well-defined whereas for pedestrian facilities, the facility width may vary over time and flow condition”. While comparing the vehicular flow and pedestrian flow, Treiber and Kesting [2] illustrate that every pedestrian has a desired direction in addition to the desired walking speed. Hence the desired velocity of a pedestrian is a vectorial quantity. Moreover, presence of cultural differences make the design values of pedestrian facilities in different regions to vary greatly. So it may not be appropriate to adopt one region design values for the design of another region’s pedestrian facilities. Many researchers [3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18] have conducted considerable amount of studies on pedestrian dynamics and developed numerous models over the past decades. For developing these models, researchers adopted different approaches such as experimental, field and simulation.
Empirical data from the field observations are essential for calibration and validation of any model. Acquiring permissions for collecting such data in public transport stations and some restricted areas is difficult because of security and privacy issues. Apart from these, the camera arrangements, tracking of pedestrians, lighting conditions, uncontrollable conditions etc. would make the data collection process complicated. In order to overcome the above problems researchers conduct experiments by simulating the real situations under controlled conditions either in open or closed areas with pedestrians as subjects [4]. Moreover, obtaining the practical data in the emergency situations or experimenting the panic situations is troublesome and the data obtained from these two methods may not be accurate and reliable. Hence simulation modelling would be a better approach to test “what if scenarios” in the complex systems, especially evacuation of people in emergency situations. A field and an experimental study has been carried out on the same stair case [9]. In this study, even though exact quantification of error is not given between the values of experimental and field observations, it was found that, for a particular density the corresponding flow values are slightly higher in experiments compared to field studies. Qu [19] compared the field observed walking speeds and simulated walking speeds on stairs and found the range of relative error 0.41 to 20.53 with an average relative error of 7.26%.
The pedestrian flow characteristics in congested and uncongested conditions can be well explained by Fundamental Diagrams (FDs) which shows the relationship between speed-flow-density. These diagrams are the basis for design of any infrastructural facility and helps in predicting the capacity of the system. In spite of extensive research in this area, the results from various studies shows that there exist wide variations in FDs. Even though the shape of the FDs remains same, the values of flow parameters vary immensely. These large variations encourage the researchers to study about FDs of pedestrian flow characteristics and different factors effecting them. Daamen et al. [20] presented FDs of pedestrian flow characteristics developed by different researchers based on the empirical studies conducted at different types of infrastructure and flow compositions (Fig. 1). However, it may not be appropriate to present the FDs developed for different conditions in a single diagram as they vary for various flow situations and also for different infrastructural elements. Personal and environmental characteristics influence the pedestrian motion. Moreover, capacity of the system depends on self-organization phenomena that includes zipper effect, oscillations at narrow bottlenecks, lane formations in uni-directional and bi-directional flows and so forth. This paper reviews the FDs of pedestrian flow characteristics for different geometric elements such as corridors, bottlenecks, stairs and escalators with different flow situations being unidirectional, bidirectional and crossing in various pedestrian facilities. In addition the design values of flow parameters, walking speeds of pedestrians at various pedestrian facilities were also presented.
Rest of the paper is presented in five sections. Section 2 presents an overall critique on FDs. Section 3 presents FDs of different flow types. Section 4 reviews the FDs of various pedestrian infrastructural elements. Section 5 discusses the walking speed of pedestrians at various facilities. Finally in Section 6 the paper concludes by giving future directions to researchers.
2 Fundamental diagrams of pedestrian flow characteristics
Macroscopic variables such as speed, flow and density have been used in assessing the performance of pedestrian facilities and these variables constitute the Fundamental Diagrams (FDs) of pedestrian flow. The fundamental diagram is the basic relation to characterise the pedestrian movements using the transport infrastructure. Firstly, the fundamental relationship helps in deriving the capacity and level of service values of the facility and thus allows for instant rating of emergency exits. Secondly, pedestrian flow models (macroscopic or microscopic) can be evaluated using empirical fundamental diagrams and it justifies the model capability in simulating pedestrian streams. Thirdly, pedestrian fundamental diagrams plays an important role in developing dynamic simulation models by providing equilibrium relationships between macroscopic variables. It can be concluded that, without proper understanding of the fundamental diagrams, it is difficult to design an efficient transport system.
An understanding of the fundamental relationship between flow - speed - density is important in the planning, design and operation of pedestrian facilities. The shape of the fundamental diagram is characterised by type of facility, gender, age, space requirements for the pedestrians and so on. In the early stage of pedestrian research, linear relationship between speed - density was assumed but with different linear relationships for different type of pedestrians. The linear speed-density relationship was used to develop a speed-space relationship and finally converted into speed-flow and flow-density relationship [1].
Considerable amount of research has been done for development and application of pedestrian fundamental diagrams. Several factors have been considered such as width of the facility, gradients and pedestrian characteristics. Critical investigations have taken place in areas such as bottlenecks, escalators and staircases. Influence of different flow types such as uni-directional, bi-directional, merging and crossing situations on fundamental diagrams is also studied. Fundamental diagrams are critical in identifying congested and uncongested condition while monitoring pedestrian movement in small to large gatherings. Development of FDs are also relevant in emergency and evacuation planning.
Even though FDs are helpful in solving many problems, some issues are still persisting. They are as following.
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1.
Discrepancies in developing planning handbooks based on fundamental diagrams for different elements like staircases, escalators, emergency routes etc.
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2.
Differences between field, experimental and simulation data across different cultures and environments needs to be established and suitable adjustment factors between these studies should be proposed.
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3.
The flow density relationship for different geometric elements is important and further analysis like spatial and temporal development of the basic quantities (velocity, density and flow) on different elements like corridors, stairs and bottlenecks should be considered. Microscopic trajectory data offers the great opportunity to take a deeper look at influences of measurement method and selected measurement area. For example, till now these influences are not scrutinized and even the shape of the function has not been completely understood. A direct comparison of empirical data is possible only when the experiments under controlled conditions as well as field studies are conducted on the same facility. In general, field studies do not provide the favourable circumstances for the analysis on a microscopic scale, but they are helpful in gaining an overview about the basic quantities. Selection of location of the measurement area on a particular element (Example: entry or exit point of the stairs) could influence the developed fundamental diagram [9].
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4.
Since the data compared is obtained under various experimental situations and different measurement methods, it is difficult to conclude whether and how the type of flow (uni- or bidirectional) influences the fundamental diagram. Till date there is no consensus on the origin of discrepancies between various types of pedestrian flows [21].
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5.
The extent to which various factors such as pedestrian and environmental characteristics influence the fundamental diagrams is unknown [3]. Further studies are needed in this direction.
3 Fundamental diagrams of various flow types
Different types of flow situations exist in pedestrian facilities such as uni-directional, bi directional and crossing. Unidirectional and bidirectional flow conditions can be commonly observed in corridors, stairs and bottlenecks of pedestrian facilities such as transport terminals, shopping malls etc. Crossing can be observed especially at junctions of transfer stations. The research studies shows that the FDs and the corresponding flow parameter values for all these flow situations are different. The studies conducted for different flow situations are as follows:
Daamen [3] conducted various experiments consisting of unidirectional, bidirectional and crossing flow situations at Delft University of Technology, Netherlands. The estimated free flow speed from unidirectional flow experiment is found to be higher than the observations in literature. Also the average walking speeds in bidirectional flow situations are found lower than for unidirectional flows. From the single file experiment conducted by Lv et al. [4] found that the speed and distance headway are correlated nonlinearly. Zhang and Seyfried [22] observed a clear difference in FDs of uni and bidirectional pedestrian streams with the maximum flow value of 2 (ms)−1 and 1.5 (ms)−1 respectively. As there is a significant difference between uni and bidirectional flows, the design of pedestrian facilities should consider these characteristics. Figure 2 shows the FDs of unidirectional and bidirectional flow developed from various studies.
Cheung and Lam [23] examined the influence of bi-directional pedestrian flows on stairs and passageways and observed that with the increase in unbalanced pedestrian flow ratio, there is an increase in reduction of effective capacity of the facilities for a specific direction. In minor flow direction, the reduction in walking speeds was observed at capacity. A study conducted by Lam et al. [5] revealed that the free-flow speed was not influenced by the presence of counter flows. Further, it is noticed that effective capacity and at-capacity walking speeds are decreasing with the increase in the inequalities in the pedestrian flow ratios. Moreover presence of bidirectional flows influences minor flow direction significantly compared to major flow direction. Also the influence of bidirectional flow is more on shopping areas compared to commercial areas. Kretz et al. [24] found that as the group size increases, the passing times for each opposing flow fraction increases linearly. Zhang et al. [21] considered stable separated lanes (SSL - Stable Separated Lanes - pedestrians are addressed to choose the exits freely) and dynamical multi lanes (DML – Dynamic Multiple Lanes - pedestrians are addressed to choose specific exits) to categorize bidirectional flows. Also studied the influence of flow ratio on opposing pedestrian flows by introducing Balanced Flow Ratio (BFR) and Unbalanced Flow Ratio (UFR). The outcomes of the study reveals that, for different degrees of ordering there is no significant difference in the FDs for densities less than 2.0 m−2. Zhang and Seyfried [22] shows that head-on conflicts in the bidirectional streams has not affected the FD. Moreover the ordering of the stream is improved by self-organized lanes which provide relief to the conflicts.
There are limited studies available in investigating the crossing flows. However Zhang and Seyfried [25] found that FDs are not influenced by intersecting angles of 90° and 180°.
4 Fundamental diagrams for various infrastructural elements
The fundamental relationship between pedestrian flow characteristics for different geometric elements was not yet completely understood. Capturing the realistic behaviour of pedestrians in various pedestrian facilities with different geometric elements such as corridors, bottlenecks, stairs, escalators etc. is essential in order to estimate the flow parameters accurately. The important parameters such as width of the bottleneck, slope of the stairs plays a vital role in deciding the capacity of the respective element. Further, it is important to identify how the variations in these parameters influence the capacity. This section discusses the FDs of pedestrian characteristics for various elements such as corridors, bottlenecks, stairs and escalators. The FDs developed for pedestrian flow characteristics given by different planning guidelines and researchers are shown in Fig. 3. The line diagrams of these infrastructural elements are shown in Fig. 4.
4.1 Corridors
Corridors are simple and common elements in almost all types of pedestrian facilities designed to provide unidirectional and bidirectional flows. A study conducted by Hankin and Wright [27] at London subway reveals that the maximum flow and width of corridor are proportional to each other for a corridor width of at least above a minimum of 4 ft. Chattaraj et al. [6] found that FD is not influenced by corridor width. Zhang et al. [28] found that for densities less than 3 m−2, the specific flow approach works well for different widths of corridors. While comparing the FDs of same type of corridor with various widths it was found that the results were matching with Hankin’s findings. Moreover, the outcomes of this study concur with the assumption that specific flow does not depend on the facility width. Zhang and Seyfried [22] found that straight corridors have highest flow when compared to bottlenecks which can be considered as an important point in the design of emergency exits. The experimental results of Zhang et al. [29] shows that FDs developed for various widths of the corridor agrees well and supports the assumption that flow – density relations for the same type of facility can be combined into single diagram for specific flow. Moreover FDs developed by various measurement methods show equal tendency however with different accuracy.
4.2 Bottlenecks
Bottlenecks are the crucial elements of pedestrian infrastructure where the capacity reduces drastically. Their capacities should be examined with at most care especially to deal the evacuation of pedestrians in emergency situations. Several experimental and simulation studies have been performed to analyse the pedestrian flow characteristics in bottleneck with unidirectional and bidirectional flows. Hoogendoorn and Daamen [7] found that, with the increase in bottleneck width the capacity increases in a stepwise manner because of zipper effect. Whereas, Seyfried et al. [8], Tian et al. [30] shows that flow is linearly increasing with bottleneck width. To analyse the pedestrian microscopic movement characteristics, Tian et al. [31] conducted a series of experiments in a bottleneck through which the lane formation phenomena was observed. One, two and three lanes were observed when the bottleneck width is kept as 0.5–0.7 m, 0.8–1.1 m, 1.2–1.4 m respectively. Zhang and Seyfried [22] found that long bottlenecks have lower flow values compared to short bottlenecks which shows that emergency exits should be planned and designed keeping in view of shape and geometry of the facility.
4.3 T - Junction
While limited research is available on pedestrian characteristics in other geometric elements, Zhang et al. [28] compared the FDs for a T-Junction and straight corridor and expressed that FDs of various facilities cannot be compared because of the inequality existed between inflow and outflow which leads to a transition between low densities and high densities in the pedestrian flow.
4.4 Stairs and escalators
Stairs are considered as one of the most important part of the egress routes (Fig. 4d). Understanding the evacuation dynamics of pedestrians on stairs is crucial especially to analyse the emergency situations. Different planning guidelines, empirical and experimental studies proposed FD’s and flow parameter values for stairs in ascending and descending directions. To know the variation in flow parameters of different guidelines, values obtained from different experimental studies the reader is advised to refer Burghardt et al. [9]. A comparison of FD’s of stairs given by different planning guidelines, measurements of FD obtained from various field and experimental studies was published in Burghardt et al. [9] and is presented in Figs. 5 and 6 respectively.
Cheung and Lam [23] observed higher values of capacities and walking speeds on stairways and passageway at Hong Kong Metro stations compared to London underground stations. Further, it is found that the effect of bidirectional pedestrian flows on staircase are more significant compared to passageway. Cheung and Lam [10] investigated the relationship between speed and flow on stairs and escalators (ascending, descending) and found that pedestrians behaviour differ when they use the facilities in both directions. It is noticed that the pedestrians are more susceptible to relative delay on both the facilities in descending direction compared to ascending direction. Further, it is observed that 85% of pedestrians are desirous to use an escalator in descending direction when the relative delay is 7.8 s while in ascending direction it can be up to 17.4 s. This is interpreted by the fact that the effort in walking in descending direction of a staircase is perceived to be less than walking in ascending direction. Graat et al. [36] found that the capacity and speed are higher on stairs with normal slope (30°) than the stairs with steeper slope (38°) which clearly shows that stair gradient effects the velocity and capacity. Lee [11] conducted a study on escalators and staircase in public transport facilities and observed that direction of movement, infrastructure type and pedestrian personal characteristics influences free speeds. Further, it is noticed that men walk faster than women. At Hong Kong MTR stations Lee and Lam [37] investigated the walking speed variations on a unidirectional walkway and a bidirectional stairway and observed that, when the pedestrian flow is reaching the capacity of the facility, the variation in the walking speed is found to be minimal. In addition, it was also observed that the walking times are normally distributed. To predict the pedestrian walking speeds on staircase a linear regression model is developed by Fujiyama and Tyler [12] by considering stair gradient, leg extensor power of pedestrian and weight of the participant. This model shows that the walking speeds are different on various gradients of stairs, while the designers generally neglect these differences. In addition the model is presenting a specific profile in predicting the walking speeds of people. Burghardt et al. [9] conducted an experimental study and a field study on the same staircase and observed a maximum density of 2.9 m−2 and 3.4 m−2 respectively. Further, it was observed that the flow values for a given density in experiments are slightly higher than the field values.
A comprehensive review of FDs of pedestrian flow characteristics is presented in Table 1. The studies described in Table 1 mostly discuss FDs and factors effecting it for exclusive pedestrian facilities.
Pedestrian walking speed is of special interest to transportation engineers and planners because it greatly influences the level of service and capacity of the system. For instance, if the percentage of women and older pedestrians increases the speeds decreases thereby capacity of the system also reduces because of their smaller step length and less step frequency etc. Hence, to understand the capacity of a facility and also to know the evacuation characteristics, it is important to understand the walking speeds in various environments. From various sources it is observed that individual pedestrian characteristics and external conditions are influencing the pedestrian speeds. Some of the factors mentioned are age, culture, gender, shy away distance, temperature, travel purpose, type of infrastructure, walking direction [3].
5 Walking speeds at various facilities
Pedestrian walking speed is an important parameter in the design of walking infrastructure as it decides the capacity of a facility. Pedestrian speeds are greatly influenced by pedestrian environment and the characteristics of the surrounding crowd. For example, pedestrians in shopping and commercial areas walk slowly when compared to walking in the public transport places [3]. Pedestrian walking behaviour may differ with respect to geographic location due to the presence of cultural differences. Hence it is necessary to consider this particular aspect of pedestrian dynamics for the design of facility specific to a country or region. For instance Indians maintain higher speeds and less headways when compared to Germans [45]. From the previous studies, [49,46,47,48,53] it is evident that younger pedestrians maintain higher speeds when compared to old pedestrians. Also men walk at higher speeds while compared to women [17, 49,46,47,48,49,50,55]. Tanaboriboon et al. [49] reported the mean walking speed in Singapore as 74 m/min which is relatively slower than the walking speeds in American counterparts. Further, the maximum flow rate obtained is 89 pedestrians/m/min which is higher than the values obtained in western countries. This is interpreted by the reason that the Singaporeans require less space for the movement because of their smaller physique. Koushki [54] in Riyadh, found the average walking speed of pedestrians as 65 m/min which is less when compared to the walking speeds of United States, England and Singapore. Young [55] reveals that the moving walkway in the corridor affects the walking speeds of pedestrians those who use it. The standing persons on the moving walkways becomes obstacles to the following pedestrians who are using the system next to them results in congestion on the system thus reduces the average walking speeds and leads to increased travel times. Montufar et al. [51] shows that walking speeds in summer are greater than in winter for both younger and older pedestrians. Further, they found that the normal walking speed is less than the crossing walking speed for different age groups in different seasons. In contrast, Avineri et al. [53] shows that irrespective of different age groups, pedestrian walking speeds are higher on sidewalks or footpaths while compared to the signalized and unsignalised intersections. While analysing the group behaviour of pedestrians Moussaid et al. [18] observed a continuous decrease in walking speeds with the increase in group size. Based on fundamental relationships HCM [56] presents that walking speeds differ for different classes of pedestrians such as shoppers, students and commuters. Laxman et al. [17] conducted a study in India under mixed traffic conditions and found that the pedestrian free speed is 84 m/min which is higher than in Singapore and China and a little lower than Germany. Further, the means speeds are reduced by 10% when they are carrying baggage. Among the explanatory variables such as longitudinal gradient, effective footway width, age, individuals or group, gender and time of the day Silva et al. [57] found that the longitudinal gradient of the footway is the most significant variable in explaining the walking speed. Figure 7 shows the comparison of pedestrian walk speeds from various studies. It is quite evident that barring a couple of studies, most speeds are in the range of 1.0–1.5 m/s. Further, the differences amongst various age groups and gender are also shown. Travel purpose is found to influence the walking speeds of pedestrians. According to Daamen [3] higher walking speeds were observed for pedestrians travelling for business followed by commuters, shoppers and then pedestrians walking in leisure. Especially, higher free speeds are observed in transfer stations compared to shopping areas. The possible reason may be because the pedestrians are in hurry to catch a train or bus thus increasing their walking speeds whereas the shopping is a leisure trip and with maintaining lower speeds.
Vf – Free speed, Vfavg – Mean free speed, Vmax = Maximum Speed, Vavg – Mean Speed, qmax – Maximum flow, qs - Specific flow, qsmax – Maximum specific flow, K – Density, Kmax – Maximum density, d – descending, a – ascending, U - Unidirectional flow, B – Bidirectional flow, C – Crossing.
6 Conclusions and future directions
The paper presented a comprehensive review of FDs of pedestrian flow characteristics. Based on the review, this paper draws the following conclusions and identifies the research gaps and hence the scope for further studies. Exploring these gaps will enhance the understanding of FDs of pedestrian flow characteristics. This would also help improve the modelling based on the suggestions made.
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Even though a considerable amount of literature on development of FDs based on theoretical and experimental concepts is available, literature based on empirical findings are limited. From the previous studies it is observed that mostly the research is focused on experiments. As the emotional status of the participants is relaxed during the experiments, they cannot at times reflect the actual behaviour of pedestrians which exists in real life situations. Hence there is a great need to focus on development of FDs by conducting field studies for various pedestrian infrastructure elements with different flow situations.
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Because of the favourable controlled conditions, researchers [3, 4, 6,7,8,9, 22, 24,25,26, 28,29,30,31, 43,40,41,46] are interested in conducting experimental studies. The results obtained in experiments can be comparable only if the field studies are conducted on the same element [9]. Otherwise the accuracy of the experimental results cannot be justified. Moreover, differences between filed, experimental and simulation data across different cultures and environments needs to be established and suitable adjustment factors between these studies should be proposed.
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Zhang et al. [29] shows that the FDs of same element with different widths can be combined into a single diagram whereas for different elements it cannot be combined. For instance, the FDs of T-junctions and corridors cannot be combined as the inflow and outflow are different [28]. This shows that FDs are different for different elements as well as different flow conditions. So further deep examination is needed in this area.
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Cultural differences do influence the pedestrian flow characteristics as well as capacities of the pedestrian infrastructural facilities [10, 12, 36, 45, 58]. In order to understand the cultural differences, it is suggested to conduct the research in various regions and compare the design values of flow parameters across various cultures. In addition, it is observed that individual pedestrian characteristics and external conditions are influencing the pedestrian speeds. Some of the factors are age, culture, gender, shy away distance, temperature, travel purpose, type of infrastructure, walking direction. Moreover, the extent to which these factors influence the fundamental diagrams is unknown. [3] Future studies need to focus in this direction.
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Fundamental relationships of pedestrian flow characteristics for various classes of pedestrians are different [3, 56]. This infers that pedestrians walking speed differs with respect to the facility and trip purpose. Hence the application of walking speeds of one facility for the design of other facility may not lead to fruitful results. As walking speeds decides capacity of the facility, it needs to be examined with respect to the context.
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Even for a simple element like a corridor, the application of various measurement methods leads to a large variation in the observations of FD [26]. This reveals that measurement method does influence the results and hence it should be examined further.
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Vanumu, L.D., Ramachandra Rao, K. & Tiwari, G. Fundamental diagrams of pedestrian flow characteristics: A review. Eur. Transp. Res. Rev. 9, 49 (2017). https://doi.org/10.1007/s12544-017-0264-6
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DOI: https://doi.org/10.1007/s12544-017-0264-6